Trade Surveillance Analyst

Company: Interactive Brokers Group, Inc.
Location: Chicago
Posted on: September 21, 2023

Job Description:

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Compliance Manager and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.
Day-to-day responsibilities include:

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• Conducting reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if activity is in line with IBKR policy
  
• Advising management by collecting, analyzing, and summarizing data and trends.
  
• Preparing regulatory filings
  
• Contribute to streamlining current processes and identifying areas for improvement
  
• Review trading data for suspicious activity or patterns of unusual trading
  
  The ideal candidatewill have 2-5 years regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM) or similar organization.Alternatively, experience in internal audit, legal, accounting or other control function of a financial services firm or regulator would be beneficial.In the absence of direct industry experience, we will also consider applicants with excellent Bachelor's-level educational credentials who have some background in law, accounting, data analytics or similar areas with strong analytical and quantitative skills.
  Preferred qualifications include:
  
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  • High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems.
    
  • Excellent oral and written communication skills
    
  • Detail-oriented with outstanding organizational and project management skills
    
  • Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
    
  • ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus
    
  • Capital Markets
    
    #LI-LV1
    Company Benefits & Perks
    
    
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    • Competitive salary, annual performance-based bonus and stock grant
      
    • Retirement plan 401(k) with competitive company match
      
    • Excellent health and welfare benefits including medical, dental, and vision benefits
      
    • Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)
      
    • Paid time off and a generous parental leave policy
      
    • Daily company paid lunch and a fully stocked kitchen with healthy options for breakfast and snack
      
    • Corporate events including team outings, dinners, volunteer activities and company sports teams
      
    • Education reimbursement and learning opportunities
      
    • Modern offices with multi-monitor setups
      
      
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Keywords: Interactive Brokers Group, Inc., Chicago , Trade Surveillance Analyst, Professions , Chicago, Illinois